BEGIN:VCARD
VERSION:2.1
X-GWTYPE:USER
UID:dmhperson7888
FN:Marvin G. Pickholz
TEL;WORK:212.692.1050
TEL;FAX:212.208.2641
EMAIL;WORK;PREF:mgpickholz@duanemorris.com
N:Pickholz; Marvin
TITLE:Partner
ORG:Duane Morris LLP
ADR;INTL;WORK;PARCEL;POSTAL:;;Duane Morris LLP<br />1540 Broadway<br />New York, NY  10036-4086<br />USA<br />
URL;WORK:http://www.duanemorris.com
NOTE;ENCODING=QUOTED-PRINTABLE: Marvin G. Pickholz practices in the area of litigation with a focus on securities and corporate defense, white-collar law and internal investigations. He has represented financial institutions, investment banks, private equity entities and accounting and law firms in matters involving securities laws, financial disclosures, government contracts, antitrust and healthcare. He was counsel in the first anti-money laundering case brought against a member of the NYSE and represented a member firm in the first disciplinary case brought by the Financial Industry Regulatory Association (FINRA). Other cases in which he has been counsel are Martha Stewart, Lipper Funds, Mutual Fund Market Timing, Securities Analysts, the New York Stock Exchange Floor Specialists, Charles Keating/Lincoln Savings and Loan, Ivan Boesky/Michael Milken cases, the first SEC case involving the accountant whistleblower statute, and the W.R. Grace administrative case by the SEC enunciating directors' duties.

Prior to entering private practice, Mr. Pickholz held several positions with the SEC, including national Assistant Director of the SEC's Division of Enforcement in Washington, D.C. and Chief of the Branch of Enforcement in New York. During his tenure with the SEC, Mr. Pickholz was involved in many high-profile cases involving accounting firms, and financial statement fraud, the Foreign Corrupt Practices Act and such defendants as First Mortgage Investors (the first REIT case), U.S. Steel, Howard Hughes/Jimmy "the Greek"/Air West, Dresser Industries, and William F. Buckley, Jr.

Mr. Pickholz is the author of the treatise titled Securities Crimes and is the co-author of chapters in leading treatises on accountants' liability, insider trading and section 16(b) liabilities. He has authored over 50 articles and is a frequent guest on CNBC, NBC, Fox News, and the BBC and quoted in domestic and foreign financial publications.

He was the founder and first president and currently serves as a director of the Association of Securities and Exchange Commission Alumni.

Mr. Pickholz is admitted to practice before all federal and local courts in New York state and the District of Columbia and before the U.S. Supreme Court. He has practiced before courts throughout the United States. Mr. Pickholz received his J.D. and LL.M. degrees from New York University School of Law and is a graduate of University College of New York University.

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