Duane Morris LLP Securities Law Alerts and Updates Copyright (c)2026 Duane Morris LLP //www.duanemorris.com RSS Feed from law firm Duane Morris LLP en-us 2026-03-13T02:13:07-04:00 Delaware Supreme Court Clarifies Standards Applicable to Books-and-Records Demands Under Section 220 of the Delaware General Corporation Law /alerts/delaware_supreme_court_clarifies_standards_applicable_books_records_demands_section_220_0825.html /alerts/delaware_supreme_court_clarifies_standards_applicable_books_records_demands_section_220_0825.html 2025-08-05T00:00:00-04:00 SEC Adopts New Rules Relating to SPAC IPOs and De-SPAC Transactions /alerts/sec_adopts_new_rules_relating_spac_ipos_despac_transactions_0124.html /alerts/sec_adopts_new_rules_relating_spac_ipos_despac_transactions_0124.html 2024-01-31T14:20:37-05:00 Fifth Circuit Appeals Court Vacates SEC Stock Repurchase Rules /alerts/fifth_circuit_appeals_court_vacates_sec_stock_repurchase_rules_0124.html /alerts/fifth_circuit_appeals_court_vacates_sec_stock_repurchase_rules_0124.html 2024-01-05T15:15:36-05:00 Employment-Related Agreements, Particularly Separation Agreements, Should Be Reviewed in Light of Recent SEC Enforcement Activity /alerts/employment_related_agreements_particularly_separation_agreements_should_be_reviewed_light_1123.html /alerts/employment_related_agreements_particularly_separation_agreements_should_be_reviewed_light_1123.html 2023-11-30T11:30:59-05:00 SEC Modernizes Sections 13(d) and 13(g) Reporting Requirements /alerts/sec_modernizes_sections_13d_13g_reporting_requirements_1023.html /alerts/sec_modernizes_sections_13d_13g_reporting_requirements_1023.html 2023-10-17T08:34:03-04:00 Proposed Nasdaq Rule Requires Public Disclosure of Board Diversity /alerts/proposed_nasdaq_rule_requires_public_disclosure_board_diversity_1220.html /alerts/proposed_nasdaq_rule_requires_public_disclosure_board_diversity_1220.html 2020-12-09T00:00:00-05:00 Proposed Amendments to the Exempt Offering Framework under the Securities Act Relevant to Asian Companies /alerts/proposed_amendments_exempt_offering_framework_under_securities_act_asian_companies_0420.html /alerts/proposed_amendments_exempt_offering_framework_under_securities_act_asian_companies_0420.html 2020-04-20T17:46:27-04:00 SEC Reopens Front Door for Small Cap Listings as First Regulation A+ IPO Trades on National Exchange /alerts/sec_reopens_front_door_small_cap_listings_first_regulation_a_ipo_nyse_0617.html /alerts/sec_reopens_front_door_small_cap_listings_first_regulation_a_ipo_nyse_0617.html 2017-06-15T12:03:46-04:00 In Brexit Wake, Belgium Devises Competitive Real Estate Investment Vehicle /alerts/in_brexit_wake_belgium_devises_competitive_real_estate_investment_vehicle_0317.html /alerts/in_brexit_wake_belgium_devises_competitive_real_estate_investment_vehicle_0317.html 2017-03-03T14:47:23-05:00 SEC Adopts Final Pay Ratio Disclosure Rules /alerts/sec_adopts_final_pay_ratio_disclosure_rules_0915.html /alerts/sec_adopts_final_pay_ratio_disclosure_rules_0915.html 2015-09-22T00:00:00-04:00 SEC Adopts "Regulation A+" Rules /alerts/SEC_adopts_regulation_a_plus_rules_5513.html /alerts/SEC_adopts_regulation_a_plus_rules_5513.html 2015-04-10T00:00:00-04:00 Proposed New Regulatory Landscape for Proprietary Trading Firms /alerts/proposed_new_regulatory_landscape_for_proprietary_trading_firms_5494.html /alerts/proposed_new_regulatory_landscape_for_proprietary_trading_firms_5494.html 2015-03-27T00:00:00-04:00 SEC Targets Investment Adviser Community /alerts/sec_targets_investment_adviser_community_5064.html /alerts/sec_targets_investment_adviser_community_5064.html 2013-11-12T00:00:00-05:00 Guide to Publicly Offered Private Placements Under New Rule 506(c) /alerts/guide_to_publicly_offered_private_placements_under_new_rule_506_c_5028.html /alerts/guide_to_publicly_offered_private_placements_under_new_rule_506_c_5028.html 2013-09-26T00:00:00-04:00 OFAC Issues Two General Licenses Affecting Iranian Transactions and Sanctions Regulations /alerts/ofac_issues_two_general_licenses_iranian_transactions_sanctions_regulations_5013.html /alerts/ofac_issues_two_general_licenses_iranian_transactions_sanctions_regulations_5013.html 2013-09-10T00:00:00-04:00 Public Benefit Corporations Open for Business in Delaware /alerts/public_benefit_corporations_open_for_business_delaware_4978.html /alerts/public_benefit_corporations_open_for_business_delaware_4978.html 2013-08-07T00:00:00-04:00 Fifth Circuit to Dodd-Frank Whistleblowers: Call the SEC First /alerts/fifth_circuit_to_dodd-frank_whistleblowers_call_the_sec_first_4963.html /alerts/fifth_circuit_to_dodd-frank_whistleblowers_call_the_sec_first_4963.html 2013-07-23T00:00:00-04:00 SEC Eliminates Prohibition on General Solicitation in Certain Private Securities Offerings /alerts/sec_eliminates_prohibition_on_general_solicitation_certain_private_securities_offerings_4953.html /alerts/sec_eliminates_prohibition_on_general_solicitation_certain_private_securities_offerings_4953.html 2013-07-15T00:00:00-04:00 Wall Street Sales Tax Reintroduced on Capitol Hill: Likely a Significant Impact on Private Investment Funds /alerts/wall_street_sales_tax_reintroduced_on_capitol_hill_4849.html /alerts/wall_street_sales_tax_reintroduced_on_capitol_hill_4849.html 2013-04-18T00:00:00-04:00 SEC Enforcement Actions Against Private Equity: Get Ready for More /alerts/SEC_enforcement_actions_against_private_equity_get_ready_for_more_4739.html /alerts/SEC_enforcement_actions_against_private_equity_get_ready_for_more_4739.html 2013-02-06T00:00:00-05:00 NASDAQ Proposes Listing Rules Relating to Compensation Committees /alerts/NASDAQ_proposes_listing_rules_relating_to_compensation_committees_4621.html /alerts/NASDAQ_proposes_listing_rules_relating_to_compensation_committees_4621.html 2012-10-12T00:00:00-04:00 NYSE Proposes Listing Standards Relating to Compensation Committee Member Independence and Compensation Committee Advisers /alerts/NYSE_proposes_listing_standards_relating_to_compensation_committee_member_independence_4611.html /alerts/NYSE_proposes_listing_standards_relating_to_compensation_committee_member_independence_4611.html 2012-10-02T00:00:00-04:00 FINRA Adopts Regulations Requiring Notice of Participation in Private Placements /alerts/FINRA_adopts_regulations_requiring_notice_of_participation_in_private_placements_4600.html /alerts/FINRA_adopts_regulations_requiring_notice_of_participation_in_private_placements_4600.html 2012-09-19T00:00:00-04:00 SEC Rule Proposal Would Permit Public Offerings in "Private Placements" and Facilitate Capital Formation /alerts/SEC_rule_would_permit_public_offerings_in_private_placements_facilitate_capital_formation_4595.html /alerts/SEC_rule_would_permit_public_offerings_in_private_placements_facilitate_capital_formation_4595.html 2012-09-13T00:00:00-04:00 SEC Adopts Final Rule on Disclosure of Payments by Resource Extraction Issuers /alerts/SEC_adopts_final_rule_on_disclosure_of_payments_by_resource_extraction_issuers_4584.html /alerts/SEC_adopts_final_rule_on_disclosure_of_payments_by_resource_extraction_issuers_4584.html 2012-08-30T00:00:00-04:00 SEC Adopts Final Rule on Disclosure of Use of Conflict Minerals /alerts/SEC_adopts_final_rule_on_disclosure_of_use_of_conflict_minerals_4579.html /alerts/SEC_adopts_final_rule_on_disclosure_of_use_of_conflict_minerals_4579.html 2012-08-29T00:00:00-04:00 SEC Adopts Rules on Independence of Compensation Committees and Compensation Advisers; New Listing Standards to Be Proposed by September 25, 2012 /alerts/SEC_adopts_rules_on_independence_of_compensation_committees_compensation_advisers_4498.html /alerts/SEC_adopts_rules_on_independence_of_compensation_committees_compensation_advisers_4498.html 2012-06-27T00:00:00-04:00 JOBS Act Enacted, Imposes Substantial Deregulation on the Mechanics of Securities Offerings /alerts/JOBS_Act_enacted_imposes_substantial_deregulation_on_mechanics_securities_offerings_4418.html /alerts/JOBS_Act_enacted_imposes_substantial_deregulation_on_mechanics_securities_offerings_4418.html 2012-04-13T00:00:00-04:00 SEC Amends Accredited Investor Net Worth Standards per Dodd-Frank /alerts/SEC_amends_accredited_investor_net_worth_standards_per_dodd-frank_4315.html /alerts/SEC_amends_accredited_investor_net_worth_standards_per_dodd-frank_4315.html 2011-12-28T00:00:00-05:00 Sarbanes-Oxley Whistleblower Protections Apply to Non-Tangible Employment Action /alerts/sarbanes-oxley_whistleblower_protections_apply_to_non-tangible_employment_action_4265.html /alerts/sarbanes-oxley_whistleblower_protections_apply_to_non-tangible_employment_action_4265.html 2011-11-02T00:00:00-04:00 Georgia Court: Adverse Shareholder Say-on-Pay Vote, Without More, Does Not Invalidate or Require Rescission of Compensation Decisions Made by Directors of Delaware Corporations /alerts/ga_court_adverse_shareholder_say-on-pay_vote_compensation_decision_directors_delaware_corp_4241.html /alerts/ga_court_adverse_shareholder_say-on-pay_vote_compensation_decision_directors_delaware_corp_4241.html 2011-10-13T00:00:00-04:00 SEC Amended Rule 14a-8 Allows Shareholders Proxy Access to Director Nominations for 2012 Season /alerts/sec_amended_Rule_14a-8_allows_shareholders_proxy_access_to_director_nomination_2012_season_4213.html /alerts/sec_amended_Rule_14a-8_allows_shareholders_proxy_access_to_director_nomination_2012_season_4213.html 2011-09-16T00:00:00-04:00 Privacy Notice to Be Given by Mexican Entities and Individuals Under the Federal Protection Law of Personal Data /alerts/Mexico_Federal_Protection_Law_Personal_Data_4136.html /alerts/Mexico_Federal_Protection_Law_Personal_Data_4136.html 2011-06-28T00:00:00-04:00 Supreme Court Holds Mutual Fund Investment Adviser Not Liable for Misleading Statements in Fund's Prospectus /alerts/Supreme_Court_Janus_Capital_Group_First_Derivative_Traders_prospectus_false_4122.html /alerts/Supreme_Court_Janus_Capital_Group_First_Derivative_Traders_prospectus_false_4122.html 2011-06-23T00:00:00-04:00 Supreme Court Sets Stage for Skirmish on Price Impact and Securities Class Certification /alerts/Supreme_Court_Erica_P_John_Fund_Halliburton_price_impact_class_action_certification_4104.html /alerts/Supreme_Court_Erica_P_John_Fund_Halliburton_price_impact_class_action_certification_4104.html 2011-06-10T00:00:00-04:00 SEC Adopts Final Rules on Dodd-Frank Whistleblower Program /alerts/SEC_Dodd-Frank_whistleblower_rules_4100.html /alerts/SEC_Dodd-Frank_whistleblower_rules_4100.html 2011-06-08T00:00:00-04:00 SEC Proposes Disqualifying "Bad Actors" from Rule 506 Offerings /alerts/SEC_rule_506_felons_bad_actors_securities_safe_harbor_4092.html /alerts/SEC_rule_506_felons_bad_actors_securities_safe_harbor_4092.html 2011-06-06T00:00:00-04:00 SEC Proposals for Compensation Committees and Compensation Advisers /alerts/SEC_listing_standards_compensation_committee_advisers_Dodd-Frank_4049.html /alerts/SEC_listing_standards_compensation_committee_advisers_Dodd-Frank_4049.html 2011-04-25T00:00:00-04:00 To Seek Exclusion of Shareholder Proposals, Companies May Bypass "No-action Letter Request" and Go Directly to Federal Court /alerts/Shareholder_proposal_exclude_SEC_KBR_Chevedden_Apache_4034.html /alerts/Shareholder_proposal_exclude_SEC_KBR_Chevedden_Apache_4034.html 2011-04-15T00:00:00-04:00 U.S. Supreme Court in Matrixx: No Bright Line for "Materiality" in a Securities Fraud Claim /alerts/Supreme_Court_Zicam_anosmia_Matrixx_Siracusano_materiality_securities_fraud_4015.html /alerts/Supreme_Court_Zicam_anosmia_Matrixx_Siracusano_materiality_securities_fraud_4015.html 2011-04-05T00:00:00-04:00 SEC Finalizes Rules for Shareholders' Say-on-Pay, Say-on-Frequency and Say-on-Golden Parachute Votes /alerts/SEC_shareholder_vote_say_on_pay_frequency_golden_parachute_3935.html /alerts/SEC_shareholder_vote_say_on_pay_frequency_golden_parachute_3935.html 2011-02-04T00:00:00-05:00 SEC Proposes Amendments per Dodd-Frank to Accredited Investor Standards /alerts/SEC_amendments_Dodd_Frank_accredited_investors_standards_3934.html /alerts/SEC_amendments_Dodd_Frank_accredited_investors_standards_3934.html 2011-02-02T00:00:00-05:00 Delaware Supreme Court Reverses Ruling on Term-Lengths for Directors Serving on Staggered Boards /alerts/Delaware_Supreme_Court_Airgas_Air_Products_board_directors_stockholders_annual_meeting_3897.html /alerts/Delaware_Supreme_Court_Airgas_Air_Products_board_directors_stockholders_annual_meeting_3897.html 2010-12-15T00:00:00-05:00 Dodd-Frank Act Update: SEC Proposes Rules Applicable to Investment Advisers /alerts/Dodd-Frank_update_SEC_rules_investment_advisers_3891.html /alerts/Dodd-Frank_update_SEC_rules_investment_advisers_3891.html 2010-12-06T00:00:00-05:00 SEC Proposes Say-on-Pay and Say-on-Golden-Parachute Rules /alerts/SEC_say_on_pay_golden_parachute_Dodd_Frank_3859.html /alerts/SEC_say_on_pay_golden_parachute_Dodd_Frank_3859.html 2010-11-05T00:00:00-04:00 Temporary Provisions of Small-Business Act Exclude Tax on 100 Percent of Gain on Qualified Small-Business Stock Through the Remainder of 2010 /alerts/Small_Business_Jobs_Credit_Act_tax_exclusion_QSBS_3843.html /alerts/Small_Business_Jobs_Credit_Act_tax_exclusion_QSBS_3843.html 2010-10-15T00:00:00-04:00 SEC Proposes New MD&A Disclosure Requirement for Short-Term Borrowing Arrangements /alerts/SEC_MD_A_disclosure_short_term_borrowing_3830.html /alerts/SEC_MD_A_disclosure_short_term_borrowing_3830.html 2010-10-04T00:00:00-04:00 SEC Provides Relief for Non-Accelerated Filers from Auditor Attestation Report on Internal Control over Financial Reporting /alerts/SEC_Dodd_Frank_Section_404_auditor_attestation_reporting_3817.html /alerts/SEC_Dodd_Frank_Section_404_auditor_attestation_reporting_3817.html 2010-09-22T00:00:00-04:00 SEC Adopts New Rules Providing Proxy Access for Shareholders /alerts/sec_adopts_new_rules_providing_proxy_access_for_shareholders_3800.html /alerts/sec_adopts_new_rules_providing_proxy_access_for_shareholders_3800.html 2010-09-10T00:00:00-04:00 U.S. Financial Reform: The Volcker Rule and Improvements in the Regulation of Banking Entities and Nonbank Financial Companies Supervised by the Board of Governors of the Federal Reserve System /alerts/financial_reform_volcker_rule_bank_regulation_3750.html /alerts/financial_reform_volcker_rule_bank_regulation_3750.html 2010-08-24T00:00:00-04:00 SEC Issues Concept Release on the "Plumbing" of the U.S. Proxy System /alerts/SEC_Proxy_Plumbing_release_3745.html /alerts/SEC_Proxy_Plumbing_release_3745.html 2010-07-28T00:00:00-04:00 U.S. Supreme Court Establishes "Transaction Test" to Determine Extraterritorial Reach of Section 10(b) of Exchange Act and SEC Rule 10b-5 /alerts/Supreme_Court_Transaction_Test_SEC_10b_3725.html /alerts/Supreme_Court_Transaction_Test_SEC_10b_3725.html 2010-06-30T00:00:00-04:00 U.S. Supreme Court Limits Honest-Services Fraud Prosecutions to Schemes to Defraud Involving Bribes or Kickbacks /alerts/us_supreme_court_limits_honest_services_fraud_3720.html /alerts/us_supreme_court_limits_honest_services_fraud_3720.html 2010-06-28T00:00:00-04:00 U.S. Senate Passes Massive Hedge Fund Managers Regulation Bill /alerts/senate_passes_hedge_fund_managers_regulation_bill_3688.html /alerts/senate_passes_hedge_fund_managers_regulation_bill_3688.html 2010-06-07T00:00:00-04:00 FINRA Issues Regulatory Guidance for Broker-Dealers' Investigations in Private Placements /alerts/FINRA_guidance_private_placements_3640.html /alerts/FINRA_guidance_private_placements_3640.html 2010-04-28T00:00:00-04:00 Antitrust Enforcement Agencies Propose Revised Horizontal Merger Guidelines /alerts/antitrust_FTC_horizontal_merger_guidelines_3635.html /alerts/antitrust_FTC_horizontal_merger_guidelines_3635.html 2010-04-23T00:00:00-04:00 Modifications to Press-Release Requirements for NASDAQ-Listed Companies /alerts/modifications_to_press_release_requirements_nasdaq_listed_companies_3611.html /alerts/modifications_to_press_release_requirements_nasdaq_listed_companies_3611.html 2010-04-01T00:00:00-04:00 SEC Gives Guidance for Public Companies' Disclosures Related to Climate Change /alerts/SEC_Climate_Change_Disclosure_3579.html /alerts/SEC_Climate_Change_Disclosure_3579.html 2010-03-05T00:00:00-05:00 SEC Finalizes Proxy Disclosure Enhancements /alerts/sec_finalizes_proxy_disclosure_enhancements_3513.html /alerts/sec_finalizes_proxy_disclosure_enhancements_3513.html 2009-12-28T00:00:00-05:00 SEC Reopens Public Comment Period for Proposal Relating to Shareholder Director Nominations /alerts/SEC_shareholder_nominees_3504.html /alerts/SEC_shareholder_nominees_3504.html 2009-12-16T00:00:00-05:00 Delaware Chancery Court Refines Applicability of Entire Fairness and Business Judgment Standards of Review for Certain Merger Transactions /alerts/Hammons_entire_fairness_3477.html /alerts/Hammons_entire_fairness_3477.html 2009-11-10T00:00:00-05:00 Words Matter: Financial Advisors Need to Be Careful Using Form Engagement Letters /alerts/form_engagement_letter_3472.html /alerts/form_engagement_letter_3472.html 2009-11-06T00:00:00-05:00 SEC Revises Policies on Excluding Shareholder Proposals Concerning Risks /alerts/SEC_Shareholder_Proposals_Risks_3469.html /alerts/SEC_Shareholder_Proposals_Risks_3469.html 2009-11-05T00:00:00-05:00 SEC Proposes Amending Rules for Internet Availability of Proxy Materials /alerts/SEC_Internet_Proxy_Materials_3452.html /alerts/SEC_Internet_Proxy_Materials_3452.html 2009-10-22T00:00:00-04:00 SEC Starts Pension Fund Group to Prosecute for "Pay to Play" /alerts/SEC_Pension_Pay_to_Play_3447.html /alerts/SEC_Pension_Pay_to_Play_3447.html 2009-10-19T00:00:00-04:00 SEC Grants Final Extension for Compliance with Auditor Attestation of Internal Control Reports /alerts/SOX_404_compliance_3435.html /alerts/SOX_404_compliance_3435.html 2009-10-07T00:00:00-04:00 U.S. Treasury Department Permits More Modifications for Securitized Commercial Mortgages /alerts/Treasury_IRS_REMIC_3413.html /alerts/Treasury_IRS_REMIC_3413.html 2009-09-23T00:00:00-04:00 Changes in SEC Investigations Outlined by Director of Enforcement Division /alerts/alert3367.html /alerts/alert3367.html 2009-08-06T00:00:00-04:00 SEC Orders Sanctions Against Unregistered Broker-Dealers /alerts/alert3349.html /alerts/alert3349.html 2009-07-21T00:00:00-04:00 SEC Proposals on Proxy Disclosure and Solicitation Enhancements /alerts/alert3346.html /alerts/alert3346.html 2009-07-20T00:00:00-04:00 SEC Proposes Significant Proxy Rule Changes to Provide Shareholder Access to the Director Nomination Process /alerts/alert3307.html /alerts/alert3307.html 2009-06-22T00:00:00-04:00 U.S. Senate and SEC Corporate Governance Proposals /alerts/alert3277.html /alerts/alert3277.html 2009-05-22T00:00:00-04:00 SEC Files Credit Default Swap Insider-Trading Case /alerts/alert3259.html /alerts/alert3259.html 2009-05-12T00:00:00-04:00 U.S. Announces Public-Private Investment Program to Purchase Toxic Assets /alerts/alert3212.html /alerts/alert3212.html 2009-04-08T00:00:00-04:00 Nasdaq Extends Suspension of Minimum Listing Requirements /alerts/alert3192.html /alerts/alert3192.html 2009-03-26T00:00:00-04:00 What Investors in Hedge Funds and Other Investment Funds Should Consider Doing Now /alerts/alert3083.html /alerts/alert3083.html 2008-12-23T00:00:00-05:00 Nasdaq Suspends Minimum Listing Requirements /alerts/alert3013.html /alerts/alert3013.html 2008-10-27T00:00:00-04:00 SEC Adopts Final Rules Mandating the Electronic Filing and Revision of Form D /alerts/alert2976.html /alerts/alert2976.html 2008-09-26T00:00:00-04:00 Investment Banker to a Seller's Board Owes No Fiduciary Duties to the Seller's Shareholders, Seventh Circuit Rules /alerts/alert2963.html /alerts/alert2963.html 2008-09-05T00:00:00-04:00 Delaware Court of Chancery Revisits Directors' Duty of Good Faith and Obligation to Maximize Sale Value /alerts/alert2956.html /alerts/alert2956.html 2008-08-27T00:00:00-04:00 SEC Provides Guidance Regarding Use of Company Websites to Disclose Information for Investors /alerts/alert2948.html /alerts/alert2948.html 2008-08-15T00:00:00-04:00 Corp Fin Provides Guidance on Section 3(a)(10) Exemption /alerts/alert2920.html /alerts/alert2920.html 2008-07-09T00:00:00-04:00 SEC Approves One-Year Extension of Requirement for Auditor Attestation of Internal Controls for Smaller Public Companies /alerts/alert2918.html /alerts/alert2918.html 2008-07-08T00:00:00-04:00 IFRS Becoming a Reality: International Financial Reporting Standards /alerts/alert2911.html /alerts/alert2911.html 2008-07-02T00:00:00-04:00 Private Placement Finders: Choice of Registering Is Difficult Following Recent Decisions /alerts/alert2872.html /alerts/alert2872.html 2008-06-11T00:00:00-04:00 Treasury Department Issues Proposed Regulations Governing Review of Foreign Investment in the United States /alerts/alert2849.html /alerts/alert2849.html 2008-05-21T00:00:00-04:00 SEC Adopts Final Rules for Electronic Filing of Form D by Issuers of Private Offerings /alerts/alert2763.html /alerts/alert2763.html 2008-02-28T00:00:00-05:00 N.Y. Appellate Court Upholds Right of Former Directors and Officers to Corporate Attorney-Client Privileged Documents in Defense of Third Party Action /alerts/alert2758.html /alerts/alert2758.html 2008-02-21T00:00:00-05:00 Federal District Court Rules SOX Whistleblower Protection Applies to Foreign Employee of a U.S. Subsidiary of a Foreign Corporation /alerts/alert2752.html /alerts/alert2752.html 2008-02-13T00:00:00-05:00 SEC Adopts Amendments to the Proxy Rules to Facilitate Electronic Shareholder Forums /alerts/alert2751.html /alerts/alert2751.html 2008-02-12T00:00:00-05:00 SEC Revises the Eligibility Requirements for Primary Securities Offerings on Form S-3 and Form F-3 /alerts/alert2731.html /alerts/alert2731.html 2008-01-25T00:00:00-05:00 Supreme Court Rejects Private Actions for Aiding and Abetting under Section 10(b) and Rule 10b-5 in Stoneridge Case /alerts/alert2728.html /alerts/alert2728.html 2008-01-24T00:00:00-05:00 Delaware Chancery Dismisses Globis v. Plumtree: Allegations Insufficient to Rebut Business Judgment Rule /alerts/alert2706.html /alerts/alert2706.html 2008-01-08T00:00:00-05:00 SEC Amends Proxy Rules Relating to Shareholder Nomination of Directors /alerts/alert2699.html /alerts/alert2699.html 2008-01-04T00:00:00-05:00 SEC Adopts Two Exemptions from Exchange Act Registration Requirements for Compensatory Employee Stock Options /alerts/alert2689.html /alerts/alert2689.html 2007-12-18T00:00:00-05:00 SEC Plans to Delay Implementation of Sarbanes-Oxley Section 404(b) Rules for Small Companies Until 2009 /alerts/alert2683.html /alerts/alert2683.html 2007-12-14T00:00:00-05:00 SEC Approves FINRA Rule Regarding Potential Conflicts of Interest in Fairness Opinions /alerts/alert2666.html /alerts/alert2666.html 2007-11-29T00:00:00-05:00 SEC's Observations Regarding Executive Compensation Disclosure /alerts/alert2649.html /alerts/alert2649.html 2007-11-05T00:00:00-05:00 SEC Proposals for Shareholder Access to Proxy Statement /alerts/alert2608.html /alerts/alert2608.html 2007-08-30T00:00:00-04:00 SEC Publishes Rule Requiring Internet Posting of Proxy Materials /alerts/alert2607.html /alerts/alert2607.html 2007-08-28T00:00:00-04:00 Regulation D: Proposed New Exemption and Other Revisions /alerts/alert2600.html /alerts/alert2600.html 2007-08-21T00:00:00-04:00 SEC Proposes Simplified Reporting Requirements for Smaller Companies /alerts/alert2581.html /alerts/alert2581.html 2007-08-02T00:00:00-04:00 Delaware Chancery Court Rules on Fiduciary Duties, Proxy Disclosure and Revlon Duties /alerts/alert2579.html /alerts/alert2579.html 2007-08-01T00:00:00-04:00 SEC Proposes Revisions to Rules 144 and 145 to Shorten Holding Period for Affiliates and Non-Affiliates /alerts/alert2577.html /alerts/alert2577.html 2007-07-31T00:00:00-04:00 Recent Developments in Employment Law /alerts/alert2568.html /alerts/alert2568.html 2007-07-24T00:00:00-04:00 SEC Issues Interpretive Guidance on ICFR /alerts/alert2566.html /alerts/alert2566.html 2007-07-17T00:00:00-04:00 U.S. Supreme Court Sets Higher Pleading Standard for Securities Fraud Complaints /alerts/alert2564.html /alerts/alert2564.html 2007-07-10T00:00:00-04:00 SEC Proposes to Expand Eligibility for Use of Forms S-3 and F-3 for Primary Securities Offerings to Include Smaller Reporting Companies /alerts/alert2557.html /alerts/alert2557.html 2007-07-02T00:00:00-04:00 SEC Adopts New Foreign Private Issuer Deregistration Rules and Accompanying Amendments /alerts/alert2514.html /alerts/alert2514.html 2007-05-21T00:00:00-04:00 Duties of the Board of Directors When a Company Is for Sale /alerts/alert2465.html /alerts/alert2465.html 2007-04-04T00:00:00-04:00 SEC Permits Distribution of Proxy Materials via Internet Posting /alerts/alert2460.html /alerts/alert2460.html 2007-03-29T00:00:00-04:00 United States: Delaware Court Issues Two Rulings in Options Backdating and Spring-loading Cases /alerts/alert2451.html /alerts/alert2451.html 2007-03-14T00:00:00-04:00 SEC Proposed Guidance on ICFR /alerts/alert2399.html /alerts/alert2399.html 2007-01-09T00:00:00-05:00 Executives of Public Companies Will Be Required to Retain Independent Tax Services for Personal Use /alerts/alert2195.html /alerts/alert2195.html 2006-05-25T00:00:00-04:00